|
|
Position Requirement: |
Head of Legal & Compliance (Bank) Responsibilities: - Develop
compliance programs and perform compliance checking;
- Prepare
compliance related policies and procedures manuals whenever necessary; review
and update Legal and Compliance Department’s policies and procedures
periodically (annually or bi-annually) and whenever necessary;
- Review and
give comments on other departments’ policies and procedures manuals to ensure
incorporation of required legal and regulatory requirements;
- Design and
conduct AML, other compliance training and AML monitoring;
- Report to regulators
on Suspicious Transactions;
- Customer
transactions AML surveillance;
- Prepare
and / or coordinate completion and submission of periodic and ad hoc reports
and questionnaires to the regulators and government authorities;
- Liaise
with external lawyers and regulators on compliance issues;
- Assist in
inspection / audits to be conducted by regulators / Group Internal Audit Department
/ external auditors.
Requirements: - University
graduate (preferably in legal study) with minimum of 10 years legal and
compliance working experience, with 5 years as supervisory level of compliance
department;
- Good
knowledge about laws, regulations, rules, guidelines, industry practices, etc.
applicable to banks, in particular to AML / CFT laws and guidelines;
- Good
compliance / audit experience;
- Good knowledge on financial products and services (e.g. banking, loans, securities, insurance, etc.);
- Good
analytical, presentation and supervisory skills; and
- Strong
written and verbal communication skills.
If you are interested in finding out more about this career opportunity, Please apply the job via Job853.com! |
Company contact ways(Please login and view) |
|
As long as registered members can see the detailed contact ways of companies and enjoy complete service. |
Can not be blank
Can not be blank
|
|
|
Why do I need to register CV?(Register my CV now to easily find a good job.)
- Thousands of HR managers search CV via Job853.com. There will be unexpected interviews.
- Enjoy the unique recruitment service of Job853.com and recommend the latest positions to your e-mail every day.
- You can register your CV on Job853.com to be free from repeating registration.
- You can set hidden or open status of CV to guarantee your privacy and be free from disturb.
|
Special Reminding:
- Members can release position on this site while the person who release it is in charge of authenticity. If there is any false information of the recruitment,please report to us and we will handle it after verification.
- When making phone calls,please note that you see this information on Job853.com.
- If you see the contact way of company is hidden,please apply for positions after register CV.The system will auto send your CV.
|
|
|
|
|